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Brittney Jade Sias – Marina Del Ray, California

An AWC was issued in which Sias was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Sias consented to the sanction and to the entry of findings that she failed to respond to FINRA requests for documents and information in connection with an investigation of her alleged receipt of funds from a customer at her member firm. (FINRA Case #2017053136102)