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Beverly Hills FINRA Securities Attorneys at Bakhtiari & Harrison

When it comes to safeguarding your investments and ensuring compliance with the complex regulations governing securities, having a trusted legal partner by your side is essential. At Bakhtiari & Harrison, we focus on providing top-tier legal services as Beverly Hills FINRA Securities Attorneys.

Why Choose Bakhtiari & Harrison as Your Beverly Hills FINRA Securities Attorneys?

  1. Comprehensive Legal Expertise:Our team of experienced attorneys has in-depth knowledge of FINRA regulations and securities law. We handle a wide range of issues, including compliance, arbitration, litigation, and enforcement actions. Our expertise extends to representing clients in disputes involving broker-dealers, registered investment advisors (RIAs), and investors.

  1. Personalized Legal Strategies:At Bakhtiari & Harrison, we understand that each client’s situation is unique. We provide tailored legal strategies to meet your specific needs and objectives. Whether you are dealing with a compliance review or facing a complex arbitration case, our attorneys will craft a personalized approach to achieve the best possible outcome.


  1. Proven Track Record:Our Beverly Hills FINRA Securities Attorneys have a proven track record of successfully representing clients in various securities-related matters. We have secured favorable outcomes in numerous FINRA arbitration cases, ensuring that our clients’ rights and investments are protected.


  1. Client-Centered Approach:We prioritize our clients’ interests and work diligently to provide exceptional service. Our attorneys are committed to maintaining open lines of communication, keeping you informed at every step of the legal process. Your peace of mind and satisfaction are our top priorities.

Our Services

  1. FINRA Arbitration and Litigation:Our attorneys are skilled in representing clients in FINRA arbitration and litigation. We handle cases involving broker misconduct, unsuitable investment recommendations, unauthorized trading, and more. Our goal is to resolve disputes efficiently and favorably for our clients.


  1. Regulatory Compliance:We assist broker-dealers and RIAs in navigating the complex regulatory landscape. Our services include compliance audits, internal investigations, and representation in enforcement actions. We help ensure that your firm adheres to all applicable regulations and avoids costly penalties.


  1. Investor Representation:For investors who have suffered financial losses due to broker misconduct or fraudulent practices, our attorneys provide aggressive representation. We work tirelessly to recover your losses and hold wrongdoers accountable.


  1. Employment Matters:Our firm also specializes in employment matters within the securities industry. We handle cases involving employment agreements, compensation disputes, wrongful termination, and more. Our attorneys protect the rights of financial professionals and ensure fair treatment.

Contact Us

If you are in need of a Beverly Hills FINRA Securities Attorney, look no further than Bakhtiari & Harrison. Our dedicated team is here to provide the legal support and expertise you need to protect your investments and navigate the securities industry with confidence.

Visit our website at to learn more about our services and to schedule a consultation with one of our experienced attorneys. Trust Bakhtiari & Harrison to be your partner in securities law. We are located in the iconic Bank of America building, in the triangle of Beverly Hills on the southeast corner of Wilshire Blvd. and Beverly Drive, just two blocks east of Rodeo Drive and near the Beverly Hills office of Merrill Lynch, our firm is ideally positioned to serve your legal needs.