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The Dangers of FINRA Registered Persons Using Text Messages to Communicate with Clients: Best Practices for Compliance

In the rapidly evolving landscape of financial services, maintaining compliance with regulatory standards is paramount. For FINRA registered persons, the use of text messages to communicate with clients presents significant challenges from a compliance standpoint. At Bakhtiari & Harrison, our experienced FINRA securities attorneys emphasize the importance of adhering to best practices to mitigate these […]

Financial Professional or Artificial Intelligence? FINRA Foundation Report Examines Which of These Consumers Trust More

The FINRA Investor Education Foundation (FINRA Foundation) has released a new report, The machines are coming (with personal finance information). Do we trust them? Despite the growing popularity of artificial intelligence (AI), very few consumers knowingly turn to AI for information on personal finances, according to the report. The report and its findings are based on […]

Impact of Interest Rates on Financial Markets and Economic Sectors

Interest rates are a critical lever in the economic machinery, influencing a myriad of financial and economic variables. Over the past few years, fluctuations in interest rates have had profound effects on various sectors, including the stock market, real estate (both commercial and residential), derivatives, and startups. This report provides a detailed and sophisticated analysis […]

Protecting the Los Angeles Orthodox Jewish Community from Affinity Fraud: Bakhtiari & Harrison, FINRA Securities Attorneys

Welcome to Bakhtiari & Harrison, your trusted FINRA securities attorneys committed to serving the Orthodox Jewish community in Los Angeles. Our firm is dedicated to providing expert legal guidance and protection against financial misconduct, particularly affinity fraud. We understand the unique needs and cultural considerations of the Orthodox Jewish community, including the importance of Judaic […]

Florida Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Florida Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm, focused on the representation of Florida based clients in complex arbitration, litigation, and related legal services in matters involving the […]