Skip to main content

Protecting Your Investments: How a California FINRA Securities Attorney Can Help

Investing your hard-earned money should be a pathway to financial security and growth. However, when faced with issues such as broker-dealer misconduct, investment fraud, or securities regulation violations, the expertise of a California FINRA securities attorney becomes crucial. At Bakhtiari & Harrison, we are committed to safeguarding your investments and ensuring justice is served.

Understanding FINRA Arbitration and Securities Litigation

The Financial Industry Regulatory Authority (FINRA) plays a pivotal role in regulating the securities industry. When disputes arise between investors and financial advisors, FINRA arbitration is often the preferred method of resolution. Our attorneys are well-versed in navigating the complexities of securities arbitration, ensuring your claims are effectively presented and advocated for.

Addressing Investment Fraud and Broker-Dealer Misconduct

Investment fraud and broker-dealer misconduct can lead to significant financial losses. Our team specializes in identifying and litigating cases of investment advisor misconduct, stockbroker fraud, and other forms of financial advisor misconduct. We are dedicated to recovering losses and holding those responsible accountable.

Navigating Securities Compliance and Regulation

Compliance with securities regulation is essential for the integrity of the financial markets. Our attorneys provide comprehensive legal support to ensure adherence to securities compliance requirements. Whether you are dealing with SEC enforcement actions or need guidance on broker-dealer regulation, we are here to help.

Protecting Vulnerable Investors from Elder Financial Abuse

Elder financial abuse is a growing concern, particularly in states like California, which have robust elder abuse statutes. We have extensive experience in representing senior citizens who have been victims of unscrupulous advisors. Our goal is to recover damages and ensure that elder investors are protected from future harm.

Expertise in Securities Disputes and Litigation

Securities disputes can be complex and multifaceted, often requiring a deep understanding of both state and federal securities laws. At Bakhtiari & Harrison, our expertise extends to handling securities class action lawsuits, investor protection claims, and other forms of securities litigation. We work tirelessly to achieve favorable outcomes for our clients.

Why Choose Bakhtiari & Harrison?

With a proven track record of success in securities enforcement, investor claims, and investment loss recovery, Bakhtiari & Harrison is your trusted partner in navigating the legal landscape of the securities industry. Our team is dedicated to providing personalized legal services tailored to your unique needs.

Contact Us

If you have suffered significant losses from poorly performing investments, such as private placements, do not hesitate to reach out to us. We are here to assist you through the FINRA arbitration process and beyond.

Visit our website at to learn more about how we can help protect your investments and ensure your financial future.