Atlanta Investment Fraud Lawyers & FINRA Attorneys
Investment fraud lawyers serving Atlanta and Georgia
Atlanta is the commercial and financial capital of the Southeast — home to major national and international corporate headquarters, a large and sophisticated investor community, and active private investment markets in real estate, technology, and private equity. Georgia consistently ranks among the top states for FINRA arbitration claims in the Southeast, reflecting both the size of Atlanta’s investor base and the prevalence of broker misconduct in the region.
FINRA arbitration hearings for Atlanta investors are held at the Atlanta FINRA hearing location. Bakhtiari & Harrison represents Atlanta investors throughout the FINRA arbitration process and in federal court where arbitration is not available.
Investment fraud and misconduct claims we handle
- Unsuitable investment recommendations: brokers who recommend investments inconsistent with an investor’s risk tolerance, financial situation, or investment objectives violate FINRA Rule 2111 and Regulation Best Interest.
- Broker fraud and misrepresentation: material misstatements and omissions in connection with an investment recommendation are actionable under federal securities law and FINRA rules.
- Unauthorized trading: executing transactions without prior client authorization violates the account agreement and FINRA rules.
- Churning and excessive trading: excessive trading to generate commissions at the investor’s expense is actionable as a suitability violation.
- Overconcentration: failing to maintain adequate diversification in a single security, sector, or product is a suitability violation.
- Product failure: unsuitable recommendations of complex or illiquid products including non-traded REITs, structured notes, variable annuities, leveraged ETFs, and private placements.
- Elder financial fraud: financial professionals who exploit elderly or vulnerable investors face enhanced liability under federal and state elder financial abuse statutes.
- Failure to supervise: brokerage firms bear independent liability under FINRA Rule 3110 for failing to adequately supervise their registered representatives.
Why choose Bakhtiari & Harrison as your Atlanta investment fraud lawyers
- $250 million+ recovered. Four decades of results for investors in FINRA arbitration and securities litigation nationwide.
- Former FINRA NAMC Chairman. Ryan Bakhtiari served as Chairman of the FINRA National Arbitration and Mediation Committee from 2013 to 2017 — the body that writes the rules governing every FINRA arbitration proceeding.
- Former Morgan Stanley in-house counsel. David Harrison spent years as in-house counsel at Morgan Stanley Dean Witter and began his career as a Series 7-licensed registered representative at Shearson Lehman Brothers.
- FINRA hearings near you. FINRA arbitration hearings are held at the regional hearing location nearest the claimant — investors do not need to travel to California.
- Contingency fee representation. No recovery, no fee. Initial consultations are free.
Frequently asked questions — Atlanta investment fraud lawyers
Do I need a local Atlanta attorney for a FINRA arbitration claim?
Not necessarily. FINRA arbitration hearings are held at the regional location nearest the claimant — not at the attorney’s office. Bakhtiari & Harrison represents investors nationwide and appears at FINRA hearing locations throughout the country. What matters most is the attorney’s specific FINRA arbitration experience, not their physical proximity.
What is the deadline to file a FINRA arbitration claim in Georgia?
Under FINRA Rule 12206, claims must be filed within six years of the events giving rise to the dispute. Georgia investors may also have state law claims with their own limitations periods. Contact Bakhtiari & Harrison promptly — deadlines are strictly enforced.
What investment fraud is most common in Atlanta?
Atlanta investors face the full range of broker misconduct claims — unsuitable recommendations, private placement fraud targeting accredited investors in Atlanta’s active entrepreneurial community, variable annuity abuse, churning, and elder financial fraud. Atlanta’s large corporate executive population also creates significant exposure to equity compensation mismanagement and unsuitable alternative investment recommendations. Bakhtiari & Harrison evaluates all Atlanta investment fraud claims at no charge.
Does Bakhtiari & Harrison represent investors throughout Georgia?
Yes. Bakhtiari & Harrison represents investors throughout Georgia including metro Atlanta communities such as Buckhead, Sandy Springs, Alpharetta, Marietta, Decatur, and the broader Georgia investor community. FINRA arbitration hearings for Georgia investors are held at the Atlanta FINRA hearing location.
Contact our Atlanta investment fraud lawyers — free consultation
Contact Bakhtiari & Harrison for a free, confidential consultation. Our FINRA attorneys evaluate every potential investor claim at no charge. Investor cases are handled on a contingency fee basis — no recovery, no fee.
Investor cases are handled on a contingency fee basis — no recovery, no fee.
Call: (800) 382-7969 | Contact Us