Securities Arbitration Attorneys Announces Filing of FINRA Arbitration on Behalf of Former Customers of LPL Financial Broker Karl Romero
The firm announces the filing of a FINRA arbitration and its continuing investigation of the sales practices of Karl Romero (Nasdaq:LPLA) for his management of client accounts and the overconcentration of energy and/or real estate related stocks including: Gastar Exploration Arbor Realty Resource Capital Corp. We are currently investigating whether all material risks of the […]