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Managing and protecting your investments in the stock market can be confusing and overwhelming. Understanding your risk profile is crucial for making wise investment decisions. This applies to individuals, business owners, and retirees looking to safeguard their savings. Knowing how much risk you are comfortable with can help you choose investments that align with your […]
Wealthy individuals who experience stockbroker fraud encounter difficult financial problems that can lead to serious long-term effects. Recovering from such situations requires legal action and a strategic, comprehensive approach that only experienced securities attorneys can provide. Bakhtiari & Harrison is an optino for high-net worth investors. We help protect investments and deal with securities fraud […]
Arbitration agreements are crucial for resolving client disputes for Registered Investment Advisors (RIAs). While many RIAs currently use the American Arbitration Association (AAA) as their arbitration forum, this article suggests considering the Financial Industry Regulatory Authority (FINRA) arbitration. FINRA’s comprehensive procedural framework, cost efficiency, and structured approach will be highlighted. By comparing FINRA’s Code of […]
Investment losses can be a hard pill to swallow. Especially when they are a result of broker misconduct or negligence. If you’ve worked with a Summit Brokerage Services broker and faced financial losses, you’re not alone. Many investors have found themselves in similar situations. This article aims to guide you through the process of seeking […]
In investing, two primary factors drive decision-making: risk and return. How a stockbroker prioritizes these elements can significantly impact an investor’s portfolio. Understanding the balance between risk and return is essential for making informed decisions and protecting investments. In this article, we’ll explore the importance of risk assessment, the role of portfolio risk, and what […]