Navigating the complex world of securities law can be daunting. Whether you’re an individual investor or a broker-dealer, understanding the intricacies of financial regulations is crucial. In Orange County, San Diego, San Francisco, and Los Angeles, lawyers focus on FINRA securities litigation. They offer expert legal advice and representation in securities arbitration and litigation cases. […]
In recent trading sessions, the renowned “Magnificent Seven” of Big Tech has faced one of its steepest market value declines on record, shedding a staggering $1.13 trillion collectively over the past five days. Wednesday alone saw a sharp drop of $527 billion, marking one of the group’s largest single-day losses. This downturn marks the third-largest […]
In recent years, cryptocurrencies have emerged as a popular investment option, offering potential for high returns in a dynamic market. However, with these opportunities come significant risks that every investor should carefully consider. The Appeal of Cryptocurrency Cryptocurrencies like Bitcoin and Ethereum operate on blockchain technology, providing benefits such as transparency, security, and potential profitability. […]
Accuracy is paramount in financial services, especially for Registered Investment Advisors (RIAs). One of their key responsibilities is maintaining up-to-date customer information. This task is not just a regulatory requirement, but a cornerstone of effective service provision. The Securities and Exchange Commission (SEC) and state regulators follow practices mandated by the Advisers Act of 1940 […]
At Bakhtiari & Harrison, we understand the profound impact financial losses can have on investors, especially when those losses result from the misconduct or negligence of brokerage firms. Servicing Pasadena California Clients Our dedicated team of FINRA securities attorneys is committed to helping investors in Pasadena and its suburbs, including South Pasadena, Altadena, San Marino, […]