If you’re a broker facing customer dispute information, you need expert help. At Bakhtiari & Harrison, we represent individuals seeking FINRA expungement. We help clear false claims from your record in the Central Registration Depository (CRD). Expungement can make a significant difference in your career. Why Expungement is Important Customer complaints about alleged investment-related sales […]
In the world of investing, diversification and risk management are key. One strategy that seasoned investors often employ is the use of covered calls. Covered calls, a form of options trading, can serve as a powerful tool in an investor’s arsenal. They can generate income, provide a degree of protection against market volatility, and even […]
Bakhtiari & Harrison is currently investigating brokers nationwide who recommended their clients invest in Walton Land Fund Companies (Walton Land). It is alleged that brokers advised their clients to invest in Walton Land despite these investments being unsuitable for many investors, particularly those who are unsophisticated or conservative and looking to preserve their capital or […]
Investing in real estate income trusts like BREIT can be a lucrative venture. However, the financial landscape is not without its pitfalls. Investor fraud is one such risk that can lead to significant losses. A concern that affects not only individual investors but also the broader market is at hand. If you lost money as […]
Determining whether specific arbitration agreements can override the general obligation to arbitrate at FINRA is crucial. This requires understanding regulatory rules, contractual agreements, and relevant legal cases. Understanding the nuances of these legal frameworks helps in comprehending how arbitration agreements interact with regulatory obligations. General Obligation to Arbitrate at FINRA FINRA Rule 12200 requires FINRA […]