Nevada Investment Fraud Lawyers & FINRA Attorneys
Investment fraud lawyers serving Nevada — statewide
Nevada’s investor population spans two distinct and equally significant markets. Las Vegas and Clark County represent one of the fastest-growing retirement destinations in the United States — home to a large and expanding community of retirees and near-retirees whose accumulated savings are consistently targeted by unsuitable product recommendations, variable annuity abuse, and elder financial fraud. Reno and Washoe County represent a rapidly growing technology and real estate market whose newly wealthy professionals face equity compensation mismanagement, private placement fraud, and structured product abuse.
Beyond the two major metros, Nevada’s smaller communities — Carson City, Henderson, Sparks, Elko, Douglas County, and the rural counties — represent investors whose assets are managed through the same national broker-dealer networks that generate FINRA arbitration claims throughout the country. Bakhtiari & Harrison represents Nevada investors statewide and has done so for over 25 years.
Nevada cities and counties we serve
Bakhtiari & Harrison represents investors throughout Nevada. For city-specific information visit the Las Vegas and Reno pages. The firm also represents investors in Henderson, Sparks, Carson City, North Las Vegas, Boulder City, Elko, Fallon, Fernley, Minden, Gardnerville, Mesquite, and all other Nevada communities across Clark, Washoe, Douglas, Lyon, Churchill, Nye, Elko, and Carson City counties.
Investment fraud and misconduct claims we handle
- Unsuitable investment recommendations: brokers who recommend investments inconsistent with an investor’s risk tolerance, financial situation, or investment objectives violate FINRA Rule 2111 and Regulation Best Interest.
- Broker fraud and misrepresentation: material misstatements and omissions in connection with an investment recommendation are actionable under federal securities law and FINRA rules.
- Unauthorized trading: executing transactions without prior client authorization violates the account agreement and FINRA rules.
- Churning and excessive trading: excessive trading to generate commissions at the investor’s expense is actionable as a suitability violation.
- Overconcentration: failing to maintain adequate diversification in a single security, sector, or product is a suitability violation.
- Product failure: unsuitable recommendations of complex or illiquid products including non-traded REITs, structured notes, variable annuities, leveraged ETFs, and private placements.
- Elder financial fraud: financial professionals who exploit elderly or vulnerable investors face enhanced liability under federal and state elder financial abuse statutes.
- Failure to supervise: brokerage firms bear independent liability under FINRA Rule 3110 for failing to adequately supervise their registered representatives.
Nevada-specific investment fraud patterns
- Real estate investment fraud: Nevada’s active real estate markets in Las Vegas and Reno create consistent exposure to non-traded REIT fraud, TIC investment misrepresentation, and private placement real estate fund schemes targeting accredited investors.
- Retirement wealth targeting: Nevada’s large retirement communities — particularly in Las Vegas, Henderson, and Summerlin — are consistent targets for variable annuity abuse, unsuitable income product recommendations, and elder financial fraud.
- Gaming and hospitality industry wealth: casino executives, gaming industry professionals, and hospitality entrepreneurs with significant accumulated wealth are frequent targets for private placement fraud and unsuitable alternative investment recommendations.
- Technology sector growth: Reno’s rapidly expanding technology corridor — anchored by major data center and manufacturing operations — has created a new generation of high-net-worth technology professionals with equity compensation and private investment exposure.
- Energy sector investments: Nevada’s significant solar, geothermal, and mining industry presence creates specific exposure to energy sector private placement fraud and unsuitable energy investment recommendations.
Why choose Bakhtiari & Harrison as your Nevada investment fraud lawyers
- $250 million+ recovered. Four decades of results for investors in FINRA arbitration and securities litigation nationwide.
- Former FINRA NAMC Chairman. Ryan Bakhtiari served as Chairman of the FINRA National Arbitration and Mediation Committee from 2013 to 2017 — the body that writes the rules governing every FINRA arbitration proceeding.
- Former Morgan Stanley in-house counsel. David Harrison spent years as in-house counsel at Morgan Stanley Dean Witter and began his career as a Series 7-licensed registered representative at Shearson Lehman Brothers.
- FINRA hearings near you. FINRA arbitration hearings are held at the venue nearest the claimant’s residence.
- Contingency fee representation. No recovery, no fee. Initial consultations are free.
Contact our investment fraud lawyers — free consultation
Contact Bakhtiari & Harrison for a free, confidential consultation. Our FINRA attorneys evaluate every potential investor claim at no charge. Investor cases are handled on a contingency fee basis — no recovery, no fee.
Investor cases are handled on a contingency fee basis — no recovery, no fee.
Call: (800) 382-7969 | Contact Us