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Customer Disputes

Investor claims often arise from scenarios where lines are blurred between financial advisors and broker-dealers and the best interests of the customer. We represent individual and institutional clients across the United States, presenting their cases before the Financial Industry Regulatory Authority (FINRA), as well as its forerunners—the National Association of Securities Dealers (NASD) and the New York Stock Exchange (NYSE).

At Bakhtiari & Harrison, we focus on dissecting complex situations and providing client centered solutions. Our seasoned securities lawyers analyze customer documents, investment strategy and specific investment to determine whether advisor misconduct has taken place and can be defended. We use forensic services to quantify losses, distinguishing between normal market fluctuations and specific acts.

In many instances, licensed or registered persons may seek advice and counsel separate from the attorneys representing the firm. We also provide conflict free advice to individuals seeking their own attorneys under such circumstances.

Our firm is deeply committed to providing the highest quality representation. We encourage potential clients and other interested parties to explore further details about our services by visiting our website or calling an attorney to discuss your potential matter.