New Hampshire Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney
New Hampshire Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry.
New Hampshire investment fraud lawyers at Bakhtiari & Harrison are focused on the representation of New Hampshire-based clients in complex arbitration, litigation, and related legal services in matters involving the securities industry. The firm’s partners have extensive experience in securities, employment, and regulatory matters. Our focus is on delivering strategic and creative client-centric solutions.
We represent individuals and institutions in securities arbitration and litigation claims before FINRA (Financial Industry Regulatory Authority), AAA (American Arbitration Association), and other arbitration providers.
How a New Hampshire Investment Fraud Lawyer Can Help You
If you are located in New Hampshire, have experienced financial loss, and are searching for an investment fraud lawyer, Bakhtiari & Harrison may be able to assist you. We represent New Hampshire-based investors and clients with these and other types of investment fraud and financial advisor misconduct cases.
Understanding Securities Code Violations in Trading Securities under New Hampshire Law
In the complex world of securities trading, adherence to legal and ethical standards is paramount. New Hampshire has established robust legal frameworks to ensure the integrity of their financial markets and protect investors from malpractices. This blog post will delve into some common violations under relevant New Hampshire statutes, including suitability, unauthorized trading, misrepresentations, failure to disclose, and unfair business advantage.
Suitability under New Hampshire Securities Law
A violation occurs when a broker or adviser recommends unsuitable investments, failing to consider the client’s unique circumstances. Such actions can lead to significant financial losses for the client and potential legal liability for the adviser. The New Hampshire suitability requirement is integral to protecting investors from inappropriate and potentially harmful investment strategies.
New Hampshire requires investment advisers to act in the best interests of their clients. Under New Hampshire Uniform Securities Act (RSA 421-B:3-301), advisers must not mislead or deceive clients regarding investment suitability. Ensuring recommendations align with clients’ financial goals and risk tolerance is critical.
Unauthorized Trading under New Hampshire Securities Law
New Hampshire Uniform Securities Act (RSA 421-B:3-301) also prohibits unauthorized trading. Brokers must secure client consent before executing any trades. Violations can result in criminal penalties, fines, and the potential loss of licensure.
Misrepresentations Under New Hampshire Securities Law
Similarly, under the New Hampshire Uniform Securities Act (RSA 421-B:3-301), it is unlawful for any person to misrepresent or omit material facts in connection with the sale of securities. New Hampshire investment fraud lawyers of Bakhtiari & Harrison investigate fraud claims. This includes false statements about the value or safety of an investment. Violations can lead to severe penalties, including fines and imprisonment.
New Hampshire’s New Hampshire Uniform Securities Act (RSA 421-B:3-301) also mandates full disclosure of all material information to investors. Failure to disclose can result in criminal and civil penalties, aiming to protect investors from fraud and deception.
Unfair Business Advantage under New Hampshire Securities Laws
In New Hampshire, similar protections are provided under the New Hampshire Consumer Protection Act (RSA 358-A), which prohibits deceptive acts and practices in the conduct of business, including securities trading. New Hampshire investment fraud lawyers of Bakhtiari & Harrison investigate claims of insider trading, market manipulation, and other unfair practices.
Understanding and adhering to these laws and regulations in New Hampshire is crucial for maintaining market integrity and protecting investors from fraud and malpractice.
New Hampshire Based Clients Should Contact Our Experienced New Hampshire Investment Fraud Lawyers Now
If you’ve been the victim of investment fraud, contact the New Hampshire investment fraud lawyers of Bakhtiari & Harrison for a free initial consultation. We represent victims of financial and investment disputes throughout New Hampshire, including Manchester, Nashua, Concord, Derry, and Dover as well as clients in neighboring states. New Hampshire investment fraud lawyers of Bakhtiari & Harrison will work tirelessly in pursuit of financial compensation for your investment losses.