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Representing Investors and Financial Professionals

Bakhtiari & Harrison is a premier nationwide law firm, focused on representing clients resolving securities industry related disputes through arbitration and state and federal court litigation. The firm’s partners have extensive experience in securities, employment and regulatory matters. Our focus is on delivering strategic and creative client-centric solutions.

We represent individuals and institutions in securities arbitration and litigation claims before FINRA (Financial Industry Regulatory Authority), AAA (American Arbitration Association), other arbitration providers and in state and federal courts. The firm represents financial services professionals, registered investment advisors and broker-dealers in employment matters, industry disputes and regulatory investigations.

Nationwide Representation in Securities Arbitration and Litigation for More than Four Decades

Retaining an attorney and law firm is an important decision made with great care. The Importance of Selection of Counsel cannot be overstated and may be the most important decision a litigant makes before or after a dispute arises. For more information, please review our Experience and Credentials.

The Financial Industry Regulatory Authority (FINRA) is a non-governmental organization overseeing brokerage firms and their registered representatives in the United States. The vast majority of securities industry disputes are heard by FINRA arbitration panels located throughout the country. Bakhtiari & Harrison represents parties nationwide and has represented international clients in disputes with United States based financial service firms.

The national and local press have covered our attorneys on securities arbitration, securities litigation, regulatory and employment issues of importance, some of which can be found at our In The News section.

Aggressive Securities and Investment Fraud Lawyers

At Bakhtiari & Harrison, we focus on quality, aggressive advocacy, rigorous preparation and client focused results. We bring decades of experience and the resources to offer personalized service tailored to your needs. We understand the unique needs and concerns of each client and implement an effective and compelling strategy from the outset.

We are dedicated to helping those affected in securities related disputes. Our partners have successfully resolved thousands of securities arbitration cases through full evidentiary arbitrations or settlements, recovering more than $250 million for our clients.

Experienced Counsel Representing Financial Professionals

Bakhtiari & Harrison also provides legal services to Broker-Dealers and Registered Investment Advisors (RIAs) along with their officers, directors, registered representatives, employees, and associated persons.

Our firm offers expertise, legal guidance and support throughout the various phases of broker-dealer and investment advisor operations. We have extensive experience providing comprehensive counseling to firms ensuring they navigate the complex landscape of investment advisory services and compliance with confidence.

At Bakhtiari & Harrison, we provide expertise, guidance and robust support throughout the stages of a professional career, from on-boarding to employee forgivable loans, compliance, partnership disputes, expungement and other employment related issues. We provide strategic advice on employment contracts, dispute resolution, and transitional strategies to support professionals looking to expand, adapt, or enhance their business operations.

We are committed to delivering comprehensive legal solutions that empower professionals to succeed and excel in the competitive environment of the securities industry.

The Intake and Consultation Process

Our initial consultation is free. We treat the details of your case and all documents with the utmost confidentiality and care. There is no cost or charge for our review, consultation and determination of whether to proceed.

We view each case as a partnership with our clients, guiding them through the process every step of the way. Our goal is to secure the best possible outcome. We make it easy to work with us. Clients can send documents electronically and encrypted online or deliver originals or copies. We offer in-person, video and telephone meetings. Contact us to discuss your potential matter.

Rated by Super Lawyers® 2023Martindale-Hubbell® logo - AV Peer Rated for Highest Level of Professional Excellence - 2024Avvo Rating David Harrison Top Attorney

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