Welcome to Bakhtiari & Harrison, your premier Los Angeles FINRA securities attorneys. Our team is dedicated to representing investors and financial advisors in FINRA arbitration, ensuring that your rights are protected and your interests are vigorously advocated for. At Bakhtiari & Harrison, we understand the complexities of the financial industry and the unique challenges faced […]
In the ever-evolving landscape of financial planning, premium financing has emerged as a strategy that some high-net-worth individuals and businesses use to pay for substantial life insurance policies without liquidating their assets. While this approach can appear attractive, it carries significant risks and potential pitfalls that investors should carefully consider. What is Premium Financing? Premium […]
Errors & Omissions (E&O) insurance is a critical component of risk management for financial advisors. This specialized form of liability insurance protects advisors from claims of negligence, mistakes, or omissions in the professional services they provide. Here, we discuss various aspects of E&O insurance that financial advisors should consider to ensure comprehensive coverage. 1. Sufficient […]
For stock brokers, purchasing a retiring broker’s book of business can be a strategic move to expand their client base and increase assets under management (AUM). However, this process involves careful consideration of various factors to ensure a successful transition. In this post, we will discuss the critical elements to consider when evaluating the selling […]
Learning about the stock market and understanding how to invest for your future is a smart financial decision. The earlier you start, the more likely you are to meet your financial goals, whether it’s saving for college, buying a home, or retirement. Teens, don’t dismiss this because these goals seem far off. Believe it or […]