Blog
June 16, 2024
Denver Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm, focused on the representation of Denver based clients in complex arbitration, litigation, and related legal services in matters involving the […]
June 15, 2024
Elder Abuse Awareness Day, observed annually on June 15th, is a critical opportunity to shed light on the unfortunate and often underreported issue of elder abuse. At Bakhtiari & Harrison, we are committed to protecting the most vulnerable members of our society, particularly senior citizens who may fall victim to financial exploitation by unscrupulous financial […]
Colorado Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry Bakhtiari & Harrison is a law firm, focused on the representation of Colorado based clients in complex arbitration, litigation, and related legal services in matters involving the […]
June 14, 2024
For financial advisors, achieving client goals requires more than investment expertise. It involves a thorough understanding of each client’s unique financial situation, continuous communication, and diligent portfolio management. A key aspect of this process is ensuring that a client’s material information, such as income, net worth, age, and life changes, is regularly updated and accurately […]
June 12, 2024
In the rapidly evolving landscape of financial services, maintaining compliance with regulatory standards is paramount. For FINRA registered persons, the use of text messages to communicate with clients presents significant challenges from a compliance standpoint. At Bakhtiari & Harrison, our experienced FINRA securities attorneys emphasize the importance of adhering to best practices to mitigate these […]
