Blog
May 29, 2024
Orange County Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle Litigation, Arbitration of Investment Fraud Claimants Involving Stock Brokers, Financial Investment Firms, and the Securities Industry Bakhtiari & Harrison is a law firm, focused on the representation of Orange County California based clients in complex arbitration, litigation, and related legal services in […]
May 28, 2024
When stockbrokers receive a promissory note or employment forgivable loan proposal from a broker-dealer, it’s crucial to understand that these documents are more than just formalities—they are binding legal contracts with significant financial and professional implications. Signing without a thorough review can lead to unexpected consequences, especially if the terms are unfavorable or misunderstood. This […]
May 26, 2024
There are over 18 million veterans in the United States, making them prime targets for fraud. Fraudsters often target groups with shared backgrounds and interests, making veterans and their families vulnerable to investment scams. Some scammers may even pretend to be veterans themselves. Recognizing Fraudulent Investment Schemes Investment fraud comes in many forms, with scammers […]
May 25, 2024
The Financial Industry Regulatory Authority (FINRA) has issued an AWC (Acceptance, Waiver, and Consent) against Juan Carlos Sosa (CRD #4059846), barring him from association with any FINRA member in all capacities. This action comes after Sosa was found to have converted over $331,000 from an elderly customer for his personal use. Background and Findings Juan […]
On May 23, 2024, Bloomberg reported a significant development involving Starwood Real Estate Income Trust (REIT). Facing a severe liquidity crunch, Starwood REIT has imposed stringent redemption limits, a move that could have far-reaching implications for investors. Starwood REIT, known for its diverse portfolio of high-quality real estate assets, has long been a popular choice […]
