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Bakhtiari & Harrison is currently investigating brokers nationwide who recommended their clients invest in iCap Equity, LLC. This high-risk Regulation D private placement was unsuitable for many investors. iCap Equity, LLC Private Placement Losses Regulation D private placements, like those from iCap Equity, LLC, are often not suitable for conservative and inexperienced investors. Unfortunately, many […]
Investing is a significant financial decision, and choosing the financial advisor is paramount to safeguarding your investments. Due Diligence of Financial Advisors Is a Key First Step in the Hiring Process Due diligence is not just recommended; it is essential in today’s complex financial marketplace. The Financial Industry Regulatory Authority (FINRA) provides a vital due […]
David Harrison, a distinguished attorney now affiliated with FINRA securities arbitration firm of Bakhtiari & Harrison, recently secured a significant victory in a FINRA arbitration case involving the expungement of a customer dispute from a registered representative’s BrokerCheck records. This case underscores the importance of robust legal representation in protecting the professional reputations of financial […]
When starting a new position as a stockbroker, it’s crucial to understand the details of your employment agreement. This document outlines the terms and conditions of your employment and can have a significant impact on your career. One way to ensure that your interests are protected is by having a competent securities attorney, who is […]
BREIT Investor Losses and Blackstone’s Claims Blackstone, the world’s largest private-equity firm, launched BREIT (Blackstone Real Estate Income Trust) in 2017, targeting ordinary investors. Marketed as a stable, high-return investment, BREIT attracted significant investments, reaching $114 billion in assets by 2021. However, concerns have arisen over the accuracy of BREIT’s valuations and its ability to […]