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Investor Losses in Oil and Gas Structured Products

With the recent drop in oil and gas prices, investors who hold structured products (also known as “structured notes”) tied to that sector may be at risk of significant losses.   This may include structured notes tied to the following stocks, among others: Western Midstream Partners, LP (WES); Apache Corporation (APA); Targa Resources Corp. (TRGP); Continental […]

Deferred Compensation Claims

Has your employer taken the position that your deferred compensation was forfeited when you moved to a new financial service firm? We represent employees that have been the subject of Wall Street’s retaliation.  When leaving their firm, many financial advisers have been told that by taking a position with another competing firm they have forfeited […]

Partner Ryan Bakhtiari to speak at 2019 PLI Securities Arbitration program

Ryan Bakhtiari has been invited to participate as a speaker at the 2019 Practicing Law Institute (PLI) conference program on Tuesday, September 10, 2019. The PLI Securities Arbitration program is held at the PLI New York Center and also online by webcast.  The program brings together legal professionals with securities industry regulators to discuss hot […]

Clover Technologies Leveraged Loan Collapse

Out of nowhere, a $693 million loan Clover took to the market five years ago lost about a third of its value. This collapse was surprising to insiders who trade corporate loans. Clover had been operating since 1996 when it was acquired by Golden Gate which followed an usual path of private equity buyouts — […]

GPB Capital Investor Claims

GPB Capital describes itself as a “New York-based alternative asset management firm that seeks to acquire income-producing private companies.” GPB raised more than $1.5 billion in capital held in private limited partnerships that invest primarily in auto dealerships and waste management businesses. GPB Capital Investor Claims for Recovery Investments in GPB Capital were sold by […]