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Seattle Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Bakhtiari & Harrison is a law firm focused on the representation of Seattle-based clients in complex arbitration, litigation, and related legal services in matters involving the securities industry. The firm’s partners have extensive experience in securities, employment, and regulatory matters. Our focus is on delivering strategic and creative client-centric solutions. Seattle Financial Dispute Clients can […]

Missoula Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Missoula Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm focused on the representation of Missoula-based clients in complex arbitration, litigation, and related legal services in matters involving the securities […]

Billings Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Billings Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm focused on the representation of Billings-based clients in complex arbitration, litigation, and related legal services in matters involving the securities […]

Hilo Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Hilo Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm focused on the representation of Hilo-based clients in complex arbitration, litigation, and related legal services in matters involving the securities […]

What to Look for in Clients When Purchasing a Stockbroker’s Book of Business

At Bakhtiari & Harrison, we understand that buying a financial advisor’s book of business is a significant investment that requires thorough due diligence. Ensuring the purchase is a good fit involves evaluating various client factors contributing to the advisor’s book of business. Here are vital aspects to consider: Review Client Files, Monthly Statements, Investment Objectives, […]