In the high-stakes world of finance, a single blemish on your record can significantly hinder your career. The FINRA (Financial Industry Regulatory Authority) oversees the integrity of market professionals, and under its auspices, the Rule 2080 process allows for the expungement of unjust marks on a broker’s record. Bakhtiari & Harrison focues on securities arbitration […]
For over 25 years, Bakhtiari & Harrison has been dedicated to serving investors in Southern California, including the Pacific Palisades area. Our extensive experience in securities law and securities litigation has made us a trusted ally for those who have suffered investment losses. Whether you are dealing with mutual funds, stocks, or other investment vehicles, […]
Navigating the complex world of financial regulations can be a daunting task. One rule that often comes up is FINRA Rule 3270. This rule governs the outside business activities of financial advisors. It plays a crucial role in maintaining professional ethics and industry standards within the securities industry. The rule requires advisors to disclose any […]
Navigating the complex world of securities law can be daunting. Whether you’re an individual investor or a broker-dealer, understanding the intricacies of financial regulations is crucial. In Orange County, San Diego, San Francisco, and Los Angeles, lawyers focus on FINRA securities litigation. They offer expert legal advice and representation in securities arbitration and litigation cases. […]
In recent trading sessions, the renowned “Magnificent Seven” of Big Tech has faced one of its steepest market value declines on record, shedding a staggering $1.13 trillion collectively over the past five days. Wednesday alone saw a sharp drop of $527 billion, marking one of the group’s largest single-day losses. This downturn marks the third-largest […]