Blog
June 29, 2024
New Mexico Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm, focused on the representation of New Mexico based clients in complex arbitration, litigation, and related legal services in matters […]
June 28, 2024
In the dynamic world of financial regulation, staying compliant with evolving rules is paramount for any securities firm. Murray Securities, Inc.’s recent sanctions by the Financial Industry Regulatory Authority (FINRA) underscore the importance of adhering to regulatory standards, particularly concerning Regulation Best Interest (Reg BI) and Form CRS. At Bakhtiari & Harrison, our experienced securities […]
June 27, 2024
Investors are increasingly finding themselves in complex situations where unsuitable investment products result in significant financial losses. Recent arbitration involving GWG L bonds has highlighted critical issues surrounding investment suitability and fiduciary duty. At Bakhtiari & Harrison, our securities attorneys are dedicated to providing legal guidance to investors who have suffered losses due to unsuitable […]
June 26, 2024
Navigating the complexities of securities regulations is crucial for financial professionals and firms alike. The recent sanctions against Larry Joseph Michaels highlight the significance of adhering to regulatory requirements and the potential consequences of failing to do so. At Bakhtiari & Harrison, our experienced securities attorneys are dedicated to guiding clients through these challenges, ensuring […]
June 25, 2024
Navigating the complexities of securities arbitration requires a deep understanding of financial regulations, meticulous attention to detail, and a strong commitment to protecting clients’ interests. The recent case involving Fernando Corcuchia underscores the critical role that experienced securities arbitration attorneys play in resolving disputes and ensuring compliance. At Bakhtiari & Harrison, our dedicated team of […]
