Blog
June 22, 2024
Washington Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm, focused on the representation of Washington based clients in complex arbitration, litigation, and related legal services in matters involving the […]
June 21, 2024
Registered representatives in the securities industry play a crucial role in guiding clients through complex financial landscapes, helping them make informed decisions about their investments. Despite their best efforts, these professionals can sometimes face frivolous claims from clients. Such claims, even when baseless, can tarnish a registered representative’s record on BrokerCheck, potentially impacting their career […]
Welcome to Bakhtiari & Harrison, your premier Los Angeles FINRA securities attorneys. Our team is dedicated to representing investors and financial advisors in FINRA arbitration, ensuring that your rights are protected and your interests are vigorously advocated for. At Bakhtiari & Harrison, we understand the complexities of the financial industry and the unique challenges faced […]
June 20, 2024
In the ever-evolving landscape of financial planning, premium financing has emerged as a strategy that some high-net-worth individuals and businesses use to pay for substantial life insurance policies without liquidating their assets. While this approach can appear attractive, it carries significant risks and potential pitfalls that investors should carefully consider. What is Premium Financing? Premium […]
June 19, 2024
Errors & Omissions (E&O) insurance is a critical component of risk management for financial advisors. This specialized form of liability insurance protects advisors from claims of negligence, mistakes, or omissions in the professional services they provide. Here, we discuss various aspects of E&O insurance that financial advisors should consider to ensure comprehensive coverage. 1. Sufficient […]
