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The expertise of a California FINRA securities attorney becomes crucial. When investing your hard-earned money should be a pathway to financial security and growth, however, when faced with issues such as broker-dealer misconduct, investment fraud, or securities regulation violations your choice of counsel is critical. At Bakhtiari & Harrison, we are committed to safeguarding your […]
As a doctor, your primary focus is on your patients and providing the best possible care. Whether you’re a general practitioner, a specialist, or a surgeon, your day-to-day responsibilities are demanding and time-consuming. Given the nature of your profession, it’s understandable that you might not have the time to manage your investments personally. This is […]
Investors who lost money in annuities and investment products offered by Northstar Financial Services (Bermuda) are facing significant challenges in recouping their losses after the company’s bankruptcy and liquidation. The situation has raised serious concerns about the suitability of these investments and the potential for broker misconduct in recommending these products to clients. Northstar Bermuda: […]
The Financial Industry Regulatory Authority (FINRA) is set to implement significant reforms to its arbitrator selection process starting in 2024. These changes aim to enhance the fairness and transparency of the arbitration program, where most industry and customer disputes are resolved. Background of the Reforms In December 2022, FINRA proposed changes to the arbitrator selection […]
The real estate fund industry is currently facing unprecedented challenges, with investor withdrawals reaching alarming levels. Starwood Capital Group’s recent decision to impose stringent restrictions on investor withdrawals from its $10 billion real-estate fund has sent shockwaves through the $90 billion private real estate fund sector. This move has highlighted the fragility of investor sentiment […]