Blog
June 3, 2024
Navigating the securities brokerage industry requires registered representatives (RRs) to manage a host of legal and financial documents. Among these, promissory notes are particularly significant yet often misunderstood. These notes, frequently utilized by brokerage firms, carry considerable implications for the RRs who sign them. Understanding the details of these promissory notes, including their terms, conditions, […]
June 2, 2024
In the past year, the utilities sector has notably underperformed within the securities market. This trend has raised concerns among investors, particularly those nearing or in retirement who traditionally favor the sector for its perceived stability and steady income. However, recent dynamics have shifted, making concentration in utilities potentially unsuitable and contrary to regulatory best […]
June 1, 2024
Did you invest in First Republic Bank’s preferred shares and experience significant losses? You might have grounds for legal action against your broker or advisor. Reach out to Bakhtiari & Harrison, specialists in securities law, to discuss your case. Often, preferred stocks are not suited to all investors, and misguidance in purchasing these shares can […]
If you have suffered investment losses in HPI Real Estate Opportunity Fund IV or other real estate private equity investment funds and 1031 Delaware Statutory Trust (DST) programs from Hamilton Point Investments, LLC, Bakhtiari & Harrison can help you explore your legal options. Why Choose Bakhtiari & Harrison? Bakhtiari & Harrison represents investors who may […]
Are You a Victim of Aegis Capital Corp.? We all know there are inherent risks in investing in the stock market. But then there are avoidable risks. This is especially true when dealing with Aegis Capital Corp. Many investors have faced problems with this company. At Bakhtiari & Harrison, we help investors recover money defrauded […]
