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In today’s digital age, the use of social media and instant messaging apps like WhatsApp has become ubiquitous. Registered representatives, who are responsible for managing client investments and maintaining compliance with financial regulations, face unique challenges when it comes to using these platforms to communicate with customers. While these tools can enhance client engagement and […]
Why Seniors are Prime Targets for Investment Scams Seniors are among the biggest targets for investment scams. Fraudsters prey on them because they often have financial means and may have diminished capacity. This combination makes them vulnerable to deceptive schemes. Financial Advisors Can Play A Vital Role in Protecting Seniors from Financial Ruin As a […]
Introduction Investing in penny stocks can be alluring, especially with promises of significant returns. However, these investments come with high risks. When a financial advisor recommends venturing into such speculative investments, it’s crucial to proceed with caution. This blog post explores the critical steps you should take to safeguard your financial portfolio when faced with […]
Navigating real estate investment trusts (REITs) can be challenging. One such REIT under scrutiny is Moody National REIT II, a non-traded REIT that has left many investors facing significant losses. The Impact on Investors Bakhtiari & Harrison is investigating the losses suffered by those who invested in Moody National REIT II based on their brokers’ […]
Introduction Finding out that your stockbroker is under investigation by regulatory authorities like the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA) can be alarming. As an investor, such investigations may raise concerns about the safety of your investments and the integrity of the advice you’ve received. This blog post will […]