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Alternative investments, which encompass a wide range of assets such as hedge funds, private equity, real estate, commodities, and more, are becoming increasingly popular among investors seeking diversification and higher returns. However, these investments also come with unique risks and complexities that require careful consideration. In this blog, we will explore the primary concerns investors […]
Bakhtiari & Harrison are investigating Theresa Allen (CRD# 2183693) of First Republic Securities Company and RBC Capital Markets in connection with a customer complaint alleging damages due to unsuitable investment recommendations and/or investor concentration in First Republic Bank preferred stock. Investors who suffered losses with Theresa Allen and/or any other advisor at RBC Capital Markets […]
Split dollar insurance is a unique financial arrangement that has gained popularity in corporate and estate planning circles. It’s a flexible and strategic method used by businesses and individuals to manage life insurance policies, offering a range of benefits to both employers and employees. In this comprehensive guide, we’ll delve into the mechanics of split […]
It is critical to have an experienced securities attorney review employment related documents. When stockbrokers receive a promissory note or employment forgivable loan proposal from a broker-dealer, it’s crucial to understand that these documents are more than just formalities—they are binding legal contracts with significant financial and professional implications. Signing without a thorough review can […]
In the world of investment advisory, the relationships between Registered Investment Advisors (RIAs) and their clients are governed by a series of complex and highly detailed agreements. These documents outline everything from investment objectives to risk tolerance and time horizons, serving as the foundation for the fiduciary relationship between advisors and their clients. Ensuring these […]