November 28, 2007
Tennessean.com
Nashville-based Genesco said Monday the U.S. Attorney’s Office for the Southern District of New York issued the company a subpoena asking for documents related to its $1.5 billion merger agreement with Indianapolis-based The Finish Line. The Finish Line is in a legal battle with Genesco over whether it can get out of its agreement to […]
November 28, 2007
PR Newswire
A four-law firm legal team with nationally recognized securities law experience has filed investor claims against Morgan Keegan and is continuing an investigation of Morgan Keegan bond mutual funds. Claims recently were filed on behalf of an Indiana charity alleging that the charity was unaware that the Morgan Keegan bond fund recommended by the firm […]
November 23, 2007
The Tribune
One allegation to be raised in the arbitration cases against Jeffrey Forrest ofWealthWise LLC is that the investment advisermay have mismarked order tickets when purchasing San Luis Trust Bank shares on behalf of his clients. Both the Securities and Exchange Commission and the Financial Industry Regulatory Authority have previously ruled that inaccurately representing stock purchase […]
November 21, 2007
The Tribune
Attorneys for some investors who lost millions in an equity fund recommended by Jeffrey Forrest of WealthWise LLC in San Luis Obispo claim he also sold investments in at least four businesses that were unsuitable. Putting investors in unsuitable investments is evidence of wrongful conduct, according to financial regulators. Two of those companies are San […]
November 5, 2007
Investment News
The collapse of some hedge funds may be turning into the next cause celebre for plaintiff’s attorneys who file arbitration claims on behalf of investors looking to recoup losses. And while lawyers are clearly taking aim at giant hedge funds managed by firms such as The Bear Stearns Cos. Inc. of New York, they are […]