Navigating the complexities of securities arbitration requires a deep understanding of financial regulations, meticulous attention to detail, and a strong commitment to protecting clients’ interests. The recent case involving Fernando Corcuchia underscores the critical role that experienced securities arbitration attorneys play in resolving disputes and ensuring compliance. At Bakhtiari & Harrison, our dedicated team of […]
In today’s digital age, social media has become a powerful tool for financial firms to reach potential clients. However, leveraging this platform comes with its own set of regulatory challenges. Recent events involving Cobra Trading, Inc. underscore the importance of having knowledgeable securities attorneys to navigate the complexities of compliance in social media promotions. Bakhtiari […]
The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) has unveiled a new public service campaign aimed at enhancing investor protection and promoting the use of free resources available on Investor.gov. The campaign, titled “Is This Right?”, emphasizes a multi-generational approach to educating investors about fraud protection and the importance of monitoring […]
Washington Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm, focused on the representation of Washington based clients in complex arbitration, litigation, and related legal services in matters involving the […]
Registered representatives in the securities industry play a crucial role in guiding clients through complex financial landscapes, helping them make informed decisions about their investments. Despite their best efforts, these professionals can sometimes face frivolous claims from clients. Such claims, even when baseless, can tarnish a registered representative’s record on BrokerCheck, potentially impacting their career […]