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What to Look for in Clients When Purchasing a Stockbroker’s Book of Business

At Bakhtiari & Harrison, we understand that buying a financial advisor’s book of business is a significant investment that requires thorough due diligence. Ensuring the purchase is a good fit involves evaluating various client factors contributing to the advisor’s book of business. Here are vital aspects to consider: Review Client Files, Monthly Statements, Investment Objectives, […]

Colorado Springs Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Colorado Springs Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm focused on the representation of Colorado Springs-based clients in complex arbitration, litigation, and related legal services in matters involving […]

Ketchikan Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Ketchikan Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm focused on the representation of Ketchikan-based clients in complex arbitration, litigation, and related legal services in matters involving the securities […]

Juneau Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Juneau Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm focused on the representation of Juneau-based clients in complex arbitration, litigation, and related legal services in matters involving the securities […]

Fairbanks Investment Fraud Lawyer, Securities Attorney, SEC & FINRA Securities Law Firm, and Breach of Fiduciary Duty Attorney

Fairbanks Financial Dispute Clients can Rely on Bakhtiari & Harrison to Handle All Types of Litigation and Arbitration Regarding Stock Brokers, Financial Investment Firms, and the Securities Industry. Bakhtiari & Harrison is a law firm focused on the representation of Fairbanks-based clients in complex arbitration, litigation, and related legal services in matters involving the securities […]