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Variable annuities are a popular investment product that combines the potential for market-based returns with the security of an insurance policy. While they can offer significant benefits for retirement planning, they also come with a range of costs, fees, and risks that investors need to be aware of. This blog aims to provide a comprehensive […]
Navigating the securities brokerage industry requires registered representatives (RRs) to manage a host of legal and financial documents. Among these, promissory notes are particularly significant yet often misunderstood. These notes, frequently utilized by brokerage firms, carry considerable implications for the RRs who sign them. Understanding the details of these promissory notes, including their terms, conditions, […]
At Bakhtiari & Harrison, we are committed to safeguarding the interests of investors, particularly senior citizens who require preservation of capital and liquidity. Recently, we have launched investigations into several Non-Traded REITs also known as Real Estate Investment Trusts that have come under scrutiny due to significant redemption issues and potential misrepresentations by brokerage firms. […]
Alternative investments, which encompass a wide range of assets such as hedge funds, private equity, real estate, commodities, and more, are becoming increasingly popular among investors seeking diversification and higher returns. However, these investments also come with unique risks and complexities that require careful consideration. In this blog, we will explore the primary concerns investors […]
Bakhtiari & Harrison are investigating Theresa Allen (CRD# 2183693) of First Republic Securities Company and RBC Capital Markets in connection with a customer complaint alleging damages due to unsuitable investment recommendations and/or investor concentration in First Republic Bank preferred stock. Investors who suffered losses with Theresa Allen and/or any other advisor at RBC Capital Markets […]