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Learning about the stock market and understanding how to invest for your future is a smart financial decision. The earlier you start, the more likely you are to meet your financial goals, whether it’s saving for college, buying a home, or planning for retirement. Teens, don’t dismiss this because these goals may seem far off. […]
Elder Abuse Awareness Day, observed annually on June 15th, is a critical opportunity to shed light on the unfortunate and often underreported issue of elder abuse. At Bakhtiari & Harrison, we are committed to protecting the most vulnerable members of our society, particularly senior citizens who may fall victim to financial exploitation by unscrupulous financial […]
Colorado investment fraud attorneys at Bakhtiari & Harrison are focused on the representation of Colorado based clients in complex arbitration, litigation, and related legal services in matters involving the securities industry. The firm’s partners have extensive experience in securities, employment and regulatory matters. Our focus is on delivering strategic and creative client-centric solutions. Colorado Investment […]
For financial advisors, achieving client goals requires more than investment expertise. It involves a thorough understanding of each client’s unique financial situation, continuous communication, and diligent portfolio management. A key aspect of this process is ensuring that a client’s material information, such as income, net worth, age, and life changes, is regularly updated and accurately […]
In the rapidly evolving landscape of financial services, maintaining compliance with regulatory standards is paramount. For FINRA registered persons, the use of text messages to communicate with clients presents significant challenges from a compliance standpoint. At Bakhtiari & Harrison, our experienced FINRA securities attorneys emphasize the importance of adhering to best practices to mitigate these […]