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At Bakhtiari & Harrison, we understand the challenges investors face, especially those who have been defrauded by a financial advisor. Fixed income fraud remains a topic that investors should learn more about. Building trust with a financial advisor and making informed decisions are crucial steps toward securing your financial future. That’s why we’re here to […]
Clearing your U5, take action today to restore your professional reputation with Bakhtiari & Harrison Being a FINRA registered representative comes with many responsibilities and expectations. When a brokerage firm terminates you with inaccurate or exaggerated language on your U5 form, it can feel like your career has hit a dead end. Such language can […]
If you’ve been accused of exercising discretion in customer accounts, you may face severe consequences that could impact your career. Understanding FINRA Rules 3260(b) and 2010 is crucial for your defense. At Bakhtiari & Harrison, we help stockbrokers navigate these complex regulations and defend their professional reputation. If you’re in this situation, contact us today […]
The Federal Reserve (often referred to as the Fed) plays a crucial role in the United States economy by controlling the country’s monetary policy. One of the primary tools at its disposal is adjusting interest rates, specifically the federal funds rate. But why does the Federal Reserve choose to cut interest rates, and what does […]
A stockbroker borrows money from you, then they refuse to repay the loan. You may feel betrayed, frustrated, and unsure of what steps to take next. Unfortunately, this scenario is more common than you might think, and the good news is that there are protections for investors like you. The Financial Industry Regulatory Authority (FINRA) […]