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In the high-stakes world of finance, women continue to break barriers and excel as stock brokers and financial advisors. Yet, despite their significant contributions, many women in the industry face a pervasive issue: sexual harassment. When brokerage firms fail to prevent wrongful conduct or lack appropriate compliance resources, it can create a hostile work environment […]
Variable annuities are a popular investment product that combines the potential for market-based returns with the security of an insurance policy. While they can offer significant benefits for retirement planning, they also come with a range of costs, fees, and risks that investors need to be aware of. This blog aims to provide a comprehensive […]
Real Estate Investment Trusts (REITs) offer a way for investors to gain exposure to real estate without the need to directly own, manage, or finance properties. While many are familiar with publicly traded REITs, private REITs like the Blackstone Real Estate Income Trust (BREIT) also play a significant role in the real estate market. What […]
Navigating the securities brokerage industry requires registered representatives (RRs) to manage a host of legal and financial documents. Among these, promissory notes are particularly significant yet often misunderstood. These notes, frequently utilized by brokerage firms, carry considerable implications for the RRs who sign them. Understanding the details of these promissory notes, including their terms, conditions, […]
In the past year, the utilities sector has notably underperformed within the securities market. This trend has raised concerns among investors, particularly those nearing or in retirement who traditionally favor the sector for its perceived stability and steady income. However, recent dynamics have shifted, making concentration in utilities potentially unsuitable and contrary to regulatory best […]