Blog
June 3, 2024
Navigating the securities brokerage industry requires registered representatives (RRs) to manage a host of legal and financial documents. Among these, promissory notes are particularly significant yet often misunderstood. These notes, frequently utilized by brokerage firms, carry considerable implications for the RRs who sign them. Understanding the details of these promissory notes, including their terms, conditions, […]
June 1, 2024
Written and reviewed by David Harrison, Partner — Bakhtiari & Harrison Admitted: CA | NY · Super Lawyers · Former NYC Assistant District Attorney · Former Morgan Stanley In-House Counsel · Series 7 Licensed · Last reviewed: May 2026 First Republic Bank’s preferred shares were noncumulative — meaning if the bank suspended dividends and later […]
If you have suffered investment losses in HPI Real Estate Opportunity Fund IV or other real estate private equity investment funds and 1031 Delaware Statutory Trust (DST) programs from Hamilton Point Investments, LLC, Bakhtiari & Harrison can help you explore your legal options. Why Choose Bakhtiari & Harrison to Pursue HPI Real Estate Fund Losses? […]
Are You a Victim of Aegis Capital Corp.? We all know there are inherent risks in investing in the stock market. But then there are avoidable risks. This is especially true when dealing with Aegis Capital Corp. Many investors have faced problems with this company. At Bakhtiari & Harrison, we help investors recover money defrauded […]
May 31, 2024
At Bakhtiari & Harrison, we are committed to safeguarding the interests of investors, particularly senior citizens who require preservation of capital and liquidity. Recently, we have launched investigations into several Non-Traded REITs also known as Real Estate Investment Trusts that have come under scrutiny due to significant redemption issues and potential misrepresentations by brokerage firms. […]
