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Securities investment fraud is a severe crime with wide-ranging effects on U.S. investors. It occurs when stockbrokers mislead investors about the value or nature of their investments, causing significant financial losses. Knowing your rights and options is crucial if you are a victim of securities fraud. Understanding different types of securities fraud and the laws […]
Why You Need a Penny Stock Lawyer: Protecting Your Investments from Fraud Investing in penny stocks can be an alluring prospect due to their low cost and high potential returns. However, these investments come with significant risks and are often the target of fraudulent schemes. At Bakhtiari & Harrison, we represent investors who have suffered […]
Regulation SP, often called Reg SP, is a crucial rule for stockbrokers, financial advisors, and investors. Stockbrokers need to follow Regulation SP to protect customers’ personal information. It helps keep data safe and builds trust in the financial industry. Explanation of Regulation SP and Why Regulation SP Matters Regulation SP, set by the SEC, protects […]
Bakhtiari & Harrison is an “AV” rated law firm, focused on the worldwide representation of clients in complex arbitration, litigation, and related legal services in matters involving the securities industry. The firm’s partners have extensive experience in securities, employment, and regulatory matters. Our focus is on delivering strategic and creative client-centric solutions. We represent individuals […]
Having a clean record is crucial for your reputation and career in the financial industry. If you have negative marks on your FINRA BrokerCheck, it can affect your opportunities for future employment and damage your credibility with investors. This is where a FINRA expungement lawyer can help. FINRA expungement is the process of removing harmful or […]